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FDA 510(k) Submission Format

FDA requires 510(k) submissions in a specific interactive PDF form – eSTAR (electronic Submission Template and Resource). LMG prepares 510(k) submissions in the eSTAR format.

Liberty Management Group510(K) FormatSince 2009

FDA 510(k) Submission

FDA had mandated that all 510(k) submissions must be in a specific electronic Submission Template and Resource (eSTAR).   eSTAR provides a standardized, structured format to make information accessible to both reviewers and applicants and avoid the submission being put on Refuse to Accept (RTA) status. LMG compiles the information into eSTAR and ensures that submission is complete.

fda 510k submission format

Required 510(k) submission sections include:

  • Cover letter
  • Applicant Information
  • Standards
  • Device Description
  • Indications for Use
  • Classification
  • Predicates and Substantial Equivalence
  • Labeling
  • Reprocessing, Sterility, and Shelf-Life
  • Biocompatibility
  • Software/Firmware and Cybersecurity/Interoperability
  • EMC, Wireless, Electrical, Mechanical, and Thermal Safety
  • Performance Testing
  • General Summary of Submission/Executive Summary
  • Truthful and Accuracy statement
  • 510(k) Summary
  • Medical Device User Fee Cover Sheet

You do not need to provide an “Indications for Use” page (Form FDA 3881), the “Premarket Review Submission Cover Sheet” (Form FDA 3514), or a “Declaration of Conformity” (if applicable) with your eSTAR since all are built into the eSTAR template. In addition, if you choose to use eSTAR to create your 510(k) Summary, you do not need to provide an additional 510(k) Summary with your eSTAR.

LMG prepares complete 510(k) submissions and compile in eSTAR format, including all sections organized as per requirements.

FDA 510(k) submissions for medical devices are reviewed and processed by the Center for Devices and Radiological Health (CDRH) within the Food and Drug Administration (FDA).

Until the submitter receives an order declaring a device Substantial Equivalent (SE), the submitter may not proceed to market the device. Once the device is determined to be SE, it can then be marketed in the U.S. The SE determination is usually made within 90 days and is made based on the information submitted by the submitter. FDA 510(k) is not FDA approval or FDA certification of the medical device, it is only a marketing clearance. FDA does not provide approval or certification through 510(k) process nor issue a certificate of registration, but you will get a 510(k) number.

Please note that FDA does not perform 510(k) pre-clearance facility inspections. The submitter may market the device immediately after FDA 510(k) clearance is granted.

FDA does not specify who must apply for a 510(k). Instead, they specify which actions, such as introducing a device to the U.S. market, require FDA 510(k) submission.

The following four categories of parties must submit FDA 510(k):

Domestic manufacturers introducing a device to the U.S. market;

Finished device manufacturers must submit FDA 510(k) if they manufacture a device according to their own specifications and market it in the U.S. Accessories to finished devices that are sold to the end user are also considered finished devices. However, manufacturers of device components are not required to submit a 510(k) unless such components are promoted for sale to an end user as replacement parts. Contract manufacturers, those firms that manufacture devices under contract according to someone else’s specifications, are not required to submit FDA 510(k).

Specification developers introducing a device to the U.S. market;

A specification developer develops the specifications for a finished device, but has the device manufactured under contract by another firm or entity. The specification developer submits the FDA 510(k) Notification, not the contract manufacturer.

Re-packers or re-labelers who make labeling changes or whose operations significantly affect the device.

Re-packagers or re-labelers may require FDA 510(k) Submission if they significantly change the labeling or otherwise affect any condition of the device. Significant labeling changes may include modification of manuals, such as adding a new intended use, deleting or adding warnings, contraindications, etc. Operations, such as sterilization, could alter the condition of the device. However, most repackagers or re-labelers are not required to submit a 510(k).

Foreign manufacturers/exporters or U.S. representatives of foreign manufacturers/exporters introducing a device to the U.S. market also require FDA 510 (k) submission

Please note that all manufacturers (including specification developers) of Class II and III devices and selected Class I devices are required to follow design controls during the development of their device. The holder of a 510(k) must have design control documentation available for FDA review during a site inspection. In addition, any changes to the device specifications or manufacturing processes must be made in accordance with the Quality System regulation (QSR) and may be subject to a new 510(k). 

Liberty Management Group can assist you to get FDA 510(k) Clearance for your medical device; our experienced consultants can provide you the right guidance in FDA 510 k submission requirements. Our consultant can help you from predicate device selection through establishment registration and listing. LMG provides US Agent service for foreign medical device manufacturers. 

Our services include:

  • Identification of device class, product code and regulation number
  • Identification of predicate device
  • Identification of test standards
  • Identification of 510(k) test requirements
  • Identification testing or certification lab
  • Medical device label review
  • Preparation of 510(k) documents
  • Submission of 510(k) document to FDA in eSTAR format
  • Provide US Agent service for 510(k)
  • Communicate to FDA on behalf of our client
  • Prepare clarifications to questions from FDA
  • Assistance in transfer of 510(k) review fees to FDA
  • Notify the new 510(k) number
  • Assistance in Establishment registration with FDA
  • Assistance in Device Listing with FDA

P.S. The above information was gathered from FDA Guidance documents. The information may be changed. For updated information, please visit www.fda.gov. 

A Proven Track Record of FDA 510(k) Clearances

Our history of success is public record. Click any number to verify directly on the official FDA 510(k) database.

Frequently Asked Questions

Common questions about FDA 510(k) submissions.

The FDA now mandates that 510(k) submissions be created using eSTAR (electronic Submission Template and Resource).

  • It is an interactive, guided PDF template provided by the FDA.
  • It ensures your submission is structurally complete by preventing you from missing out the required elements and eSTAR submissions are not anticipated to undergo a Refuse to Accept (RTA) process.

Before an FDA reviewer actually reads your data to evaluate safety or equivalence, your submission goes through an initial administrative screening called the Acceptance Review.

  • The FDA uses a strict checklist to ensure all required components are present.
  • Within 15 calendar days of receiving your 510(k), the FDA will either accept it for substantive review or issue a Refusal to Accept (RTA). If you get an RTA, the review is paused until you provide the missing foundational elements. (Using the eSTAR template makes an RTA much less likely).
  • Poor predicate selection
  • Incomplete testing data
  • Inconsistent labeling vs. intended use
  • Formatting issues (especially with eSTAR)

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